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GROUP - I PAPER - 1 ACCOUNTING V1 CHAPTER 2

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Financial Statements of Companies Coal and Gas 2,160 Electric Light 1,128 General Expenses 1,710 Sales — Wines, ` 3,870 ; Spirits, ` 4,335 ; Beer, ` 1,863 10,068 Minerals, ` 2,160 ; Cigars and Cigarettes, ` 390 2,550 Meals 23,829 Rooms 9,375 Fires in Bedrooms 582 Washing Charges 219 Repairs, Renewals, and Depreciation - Premises, ` 348 ; Furniture and Fittings, ` 660 1,008 Glass and China, ` 609 ; Linen, ` 390 999 Cutlery and Plate 207 Cash Book - Debit Balances: ` In Bank 2,148 On hand 219 Visitors Accounts unpaid 489 Sundry Creditors 3,390 Stocks on 31st March, 2012 were valued as follows - Wines, ` 1,197; Spirits, ` 333 ; Beer, ` 174 ; Minerals, ` 357 ; Cigars and Cigarettes, ` 69 ; Sundry Provisions and Stores, ` 141 ; Coal, ` 99 The Manager is entitled to a commission of 5% of the net profits after charging his commission. The authorised share capital is 10,000 shares of ` 10 each of which 5,700 shares were issued, the whole of the amount being called up. The final call on 210 shares @ ` 1.50 per share was unpaid ; the directors forfeited these shares at their meeting held on 15th March, 2012. The tax liability is estimated at ` 4,300 and the directors propose to declare a dividend at the rate of 6 per cent. Prepare the Final Accounts for presentation to the shareholders. Solution: Balance Sheet of Mount-View Hotel Ltd., as on 31st March, 2012 Rs. Particulars Note No Equity and Liabilities 1 Shareholders' funds 56,685 a Share capital 1 2.51 © The Institute of Chartered Accountants of India Accounting b Reserves and Surplus 2 2,282.6 2 Current liabilities a Trade Payables 3 3,900 b Short-term provisions 4 7,923.4 Total 70,791 Assets 1 Non-current assets a Fixed assets i Tangible assets 5 55,734 2 Current assets a Inventories 6 4,701 b Trade receivables 489 c Cash and cash equivalents 7 2,367 e Other current assets 8 7,500 Total 70,791 Profit and Loss Account of Mount-View Hotel Ltd., for the year ended 31st March, 2012 Particulars Notes Rs. I. Revenue from operations (A) 9 46,623.0 II Expenses: Cost of materials consumed 10 7,587.0 Purchases of Stock-in-Trade 11 11,733.0 Changes in inventories of finished goods work-in-progress 12 6.0 and Stock-in-Trade Employee benefits expense 13 2,910.0 Other operating expenses 14 10,758.0 Administrative and general expenses 15 3,423.0 Total expenses (B) 36,417.0 III Profit before tax (VII- VIII) (A – B) 10,206.0 IV Provision for tax 4,300.0 V Profit (Loss) for the period 5,906.0 VI Proposed Dividend 3,294.0 Dividend Distribution tax (3,294 ×0.10) 329.4 VII Profit (Loss) carried forward to Balance Sheet 2,282.6 2.52 © The Institute of Chartered Accountants of India Financial Statements of Companies Notes to accounts Rs. 1 Share Capital Equity share capital Authorised 100,000 10,000 Shares of Rs. 10 each Issued & subscribed & called up 54,900 5,490 Equity Shares of Rs. 10 each 1,785 56,685 Forfeited Shares 56,685 Total 2 Reserves and Surplus 2,282.6 Surplus (Profit & Loss A/c) 2,282.6 Total 3 Trade Payables 3,390 Sundry Creditors 510 Manager's Commission Outstanding 3,900 Total 4 Short-term provisions 4,300 Provision for taxation 3,294 Proposed Dividend 329.4 Dividend Distribution tax 7,923.4 Total 5 Tangible assets 47,148 Freehold Premises (348) 46,800 Less: Depreciation 9,594 Furniture & Fittings (660) 8,934 Less: Depreciation 55,734 Total 2.53 © The Institute of Chartered Accountants of India Accounting 6 Inventories Raw Material 1,704 Wines, Spirits & Beer 426 Minerals, Cigars & Cigarettes 240 2,370 Sundry Provisions & Stores and Coal Loose tools 1,230 Linen (390) 840 Less: Depreciation 597 Cutlery & Plate (207) 390 Less: Depreciation 1,710 Glass & China (609) 1,101 Less: Depreciation 4,701 Total 7 Cash and cash equivalents 2,148 Cash at bank 219 Cash in hand 2,367 Total 8 Other current assets 7,500 Preliminary expenses 7,500 Total 9 Revenue from operations Sale of products Wines, Spirits, Beer 10,068 Minerals, Cigars and Cigarettes 2,550 12,618.0 Sale of services Meals 23,829 Rooms 9,375 Fires in Bed Rooms 582 Washing Charges 219 34,005.0 Total 46,623.0 10 Cost of materials consumed Meat, Fish and Poultry 7,587.0 Total 7,587.0 2.54 © The Institute of Chartered Accountants of India Financial Statements of Companies 11 Purchases of Stock-in-Trade Wines, Spirits, Beer 5,223.0 Minerals, Cigars & Cigarettes 1,290.0 Sundry Provisions & Stores 5,220.0 Total 11,733.0 Changes in inventories of finished goods 12 work-in-progress and Stock-in-Trade Opening stock Wines, Spirit & Beer 1,782 Minerals, Cigars & Cigarettes 261 Sundry Provisions & Stores and Coal 333 2,376.0 Less: Closing Stock Wines, Spirit & Beer (1,704) Minerals, Cigars & Cigarettes (426) Sundry Provisions & Stores and Coal (240) (2,370.0) Total 6.0 13 Employee benefits expense Salaries 2,400.0 Manager's commission (on Rs. 10,206 @ 5%) 510.0 Total 2,910.0 14 Other operating expenses Wages 4,305.0 Coal and Gas 2,160.0 Laundry 951.0 Electricity Light 1,128.0 Repairs, Renewals and Depreciation Premises 348 Furniture & Fittings 660 Glass and China 609 Linen 390 Cutlery & Plate 207 2,214.0 Total 10,758.0 2.55 © The Institute of Chartered Accountants of India Accounting 15 Administrative and general expenses Rates, Taxes and Insurances 1,713.0 General Expenses 1,710.0 Total 3,423.0 Illustration 5 The following balances have been extracted from the books of DOW Books Limited as on 31st March, 2012. Dr. Cr. ` ` Cash in hand 3,800 Share Capital 90,000 Cash at Bank 12,600 9% Debentures 30,000 Bills Receivable 4,000 Sundry Creditors 29,000 Investment 1,000 Profit and Loss A/c 2,000 Security Deposit 400 Secured Loan from bank Advances 8,500 against stock 50,000 Debtors 75,000 Gross Profit 1,75,000 Land and Buildings 1,05,000 Share Suspense 3,000 Furniture 4,500 Liabilities for expenses 12,000 Motor Car 25,000 Sale of Furniture 300 Closing Stock 95,000 Bills Payable 3,100 Establishment expenses 35,200 Miscellaneous Receipts 425 Repairs and renewals 2,600 Motor Car Expenses 4,200 Travelling and Conveyance 1,600 Printing and Stationery 900 Telephone 1,200 Debenture Interest 2,025 Commission on sales 3,200 Advertisement 3,500 Managing Director’s remuneration 3,600 Directors fees 2,000 3,94,825 3,94,825 The following further particulars are available: (1) Amount of share capital has been arrived at as follows - 9,200 equity shares of ` 10 each, fully called up 92,000 Less : Calls-in-arrear @ ` 2 on 1,000 shares 2,000 90,000 2.56 © The Institute of Chartered Accountants of India Financial Statements of Companies (2) The Profit and Loss Account balance has been arrived at after charging ` 5,000 on account of short provision of taxation for the earlier year. (3) A Bank advice, for debit of ` 710 on account of interest on loan upto 31st March 2012, was received on 5th April, 2012 the loan having been taken on 1st March, 2012. (4) The Bank statement shows a wrong credit of ` 3,000 on 16th March 2012, the same being detected and adjusted by the Bank on 30th April 2012. (5) The 1,000 shares, on which calls were forfeited by the Board, and Share Suspense represents the amount received on their reissue, as fully paid, by Board’s resolution. (6) Sale of furniture represents disposals, during the year, of a few old items of furniture having a written-down value of ` 400 on 30th September 2012, against their original cost of ` 800. (7) Cost of land ` 30,000 is included in the amount of land and buildings. (8) Sundry debtors, which are all unsecured and considered goods, include ` 10,000 due for more than six months. (9) Advertisement charges include materials of ` 1,500. (10) Advances include ` 3,000 paid for a new telephone installed during the year under the OYT Scheme, of which an amount of ` 150 has been set off against the current year’s bills. (11) Amounts of ` 2,000 and ` 1,200 debited to purchases and wages respectively, were for making new furniture during the year. (12) Investment represents purchase of 200 equity shares of ` 10 each, ` 5 per share called and paid up. (13) Charge depreciation on the closing written down amount of - Buildings @ 2.5% Furniture @ 10% Motor Car @ 20% (14) Original costs of fixed assets were - ` Buildings 1,00,000 Furniture 9,000 Motor Car 35,000 (15) The Managing Director is entitled to 5% of the annual net profits as his remuneration, subject to a minimum of ` 300 per month. The net profits, for this purpose, are to be taken without charging income-tax and his remuneration itself. 2.57 © The Institute of Chartered Accountants of India Accounting (16) Bills discounted not matured ` 1,500. (17) Provision for income-tax is to be made, for the year, of ` 65,000. (18) The following appropriations have been proposed by the Board of Directors out of the profit for the year - (a) Transfer of ` 20,000 to General Reserve. (b) Dividend of 12% on the paid-up capital. (19) Debentures were issued two years back, and are not secured. You are required to prepare the Profit and Loss Account for the year ended 31st March, 2012 and the Balance as on that date. Ignore previous year’s figures. Solution: DOW Books Ltd. Profit and Loss Account for the Year ended 31st March, 2012 Particulars Notes Amount Gross profit from operations 1,75,000 Other income 425 Total revenue 1,75,425 Expenses: Employee benefits expense 12 7,723 Other operating expenses 13 43,600 Selling and administrative expenses 14 4,250 Finance costs 15 3,410 Depreciation and amortization expense 16 7,605 Other expenses 17 100 Total expenses 66,688 Profit before tax 1,08,737 Provision for tax 65,000 Short Provision for Income tax in the previous year* 5,000 Profit (Loss) for the period 38,737 Balance from previous year 7,000 Less: Transfer to General Reserve (porposed) 20,000 Proposed Dividend 11,040 Dividend Distribution tax (3,294 ×0.10) 1,104 Profit (Loss) carried forward to Balance Sheet 13,593 2.58 © The Institute of Chartered Accountants of India Financial Statements of Companies *The excess tax liability is to be considered as change in accounting estimate and the effect of such change should be included in the determination of net profit or loss of the affected period, in accordance with para 23 of AS 5 (Revised). Note on Remuneration to Managing Director: ` Profit as disclosed 43,737 Add :Provision for Taxation 65,000 Managing Director’s Remuneration 5,723 Profit before calculating the Remuneration 1,14,460 Remuneration @ 5% 5,723 Balance Sheet of DOW Books Ltd., as at 31st March, 2012 Rs. Particulars Note No Equity and Liabilities 1 Shareholders' funds 92,000 a Share capital 1 34,593 b Reserves and Surplus 2 2 Non-current liabilities 80,000 a Long-term borrowings 3 3 Current liabilities 46,223 a Trade Payables 4 1,385 b Other current liabilities 5 77,144 c Short-term provisions 6 3,31,345 Total Assets 1 Non-current assets a Fixed assets 1,29,695 i Tangible assets 7 1,000 b Non-current investments 8 2 Current assets 95,000 a Inventories 75,000 b Trade receivables 9 16,400 c Cash and cash equivalents 10 14,250 d Short-term loans and advances 11 3,31,345 Total 2.59 © The Institute of Chartered Accountants of India Accounting Note : There is contingent liability for calls that may be made on partly paid shares, ` 1,000 and for Bills under discount, ` 1,500. Notes to accounts Rs. 1 Share Capital Equity share capital Issued & subscribed & paid up 92,000 9,200 Equity Shares of Rs. 10 each fully paid 92,000 Total 2 Reserves and Surplus 1,000 Capital reserve 20,000 General reserve (proposed transfer) 13,593 Surplus (Profit & Loss A/c) 34,593 Total 3 Long-term borrowings Secured 50,000 Loan from bank (secured against stock) Unsecured 30,000 9% Debentures 80,000 Total 4 Trade Payables 43,123 Sundry Creditors 3,100 Bills Payable 46,223 Total 5 Other current liabilities 710 Interest due on bank loan 675 Interest accrued on debentures 1,385 Total 6 Short-term provisions 65,000 Provision for taxation 11,040 Proposed Dividend 1,104.0 Dividend Distribution tax 77,144 Total 2.60 © The Institute of Chartered Accountants of India Financial Statements of Companies 7 Tangible assets Land 30,000 Building 100,000 Less: Depreciation (26,875) 73,125 Furniture 9,000 Less: Disposed off (800) Add: Addition during the year 3,200 Less: Depreciation (4,830) 6,570 Motor Car 35,000 Less: Depreciation (15,000) 20,000 Total 129,695 8 Non-current investments Other investments Partly paid shares 1,000 Total 1,000 9 Trade receivables Unsecured but considered good More than6 months 10,000 Others 65,000 75,000 Total 75,000 10 Cash and cash equivalents Cash at bank 12,600 Cash in hand 3,800 Total 16,400 11 Short-term loans and advances Bills Receivable 4,000 Deposits 8,350 Advertisement material on hand 1,500 Security Deposit 400 Total 14,250 12 Employee benefits expense Managing Director’s Remuneration 5,723 Directors’ Fees 2,000 Total 7,723 2.61 © The Institute of Chartered Accountants of India Accounting 13 Other operating expenses Establishment Expenses 35,200 Repairs, Renewals 2,600 Motor Car Expenses 4,200 Travelling & Conveyance 1,600 Total 43,600 14 Selling and administrative expenses Sales Commission 3,200 Advertisement 2,000 Printing & Stationery 900 Telephone 1,350 Cost of furniture (to be capitalised) (3,200) Total 4,250 15 Finance costs Debenture Interest 2,700 Bank Interest 710 Total 3,410 16 Depreciation and amortization expense Buildings 1,875 Furniture & Fittings 730 Motor Car 5,000 Total 7,605 17 Other expenses Loss on sale of furniture 100 Total 100 Working Notes : (i) ` 710, interest due to Bank, may also be adjusted against the bank balance, specially when the Bank is entitled to debit to company’s accounts under the Loan Agreement. (ii) The wrong credit given by the Bank, subsequently adjusted, is only an item for the Bank Reconciliation Statement. (iii) The Share Suspense Account has a balance of ` 1,000 after adjustment of the amount in arrear. It has to be credited to Capital Reserve. (iv) ` 150 out of OYT deposit has to be treated as telephone charges. 2.62 © The Institute of Chartered Accountants of India Financial Statements of Companies (v) Previous year’s figures have not been given since these are not available. Stastical information required to be disclosed under Schedule VI has also not been given for the same reason. Illustration 6 You are required to prepare a Profit and Loss Account and Balance Sheet from the following Trial Balance extracted from the books of the International Hotels Ltd., on 31st March, 2012: Dr. Cr. ` ` Authorised Capital-divided into 5,000 6% Preference Shares of ` 100 each and 10,000 equity Shares of ` 100 each 15,00,000 Subscribed Capital - 5,000 6% Preference Shares of ` 100 each 5,00,000 Equity Capital 8,05,000 Purchases - Wines, Cigarettes, Cigars, etc. 45,800 - Foodstuffs 36,200 Wages and Salaries 28,300 Rent, Rates and Taxes 8,900 Laundry 750 Sales - Wines, Cigarettes, Cigars, etc. 68,400 - Food 57,600 Coal and Firewood 3,290 Carriage and Cooliage 810 Sundry Expenses 5,840 Advertising 8,360 Repairs 4,250 Rent of Rooms 48,000 Billiard 5,700 Miscellaneous Receipts 2,800 Discount received 3,300 Transfer fees 700 Freehold Land and Building 8,50,000 Furniture and Fittings 86,300 Stock on hand, 1st April, 2011 Wines, Cigarettes. Cigars,etc. 12,800 Foodstuffs 5,260 Cash in hand 2,200 Cash with Bankers 76,380 Preliminary and formation expenses 8,000 2.63 © The Institute of Chartered Accountants of India Accounting 2,000 Debentures of ` 100 each (6%) 2,00,000 Profit and Loss Account 41,500 Sundry Creditors 42,000 Sundry Debtors 19,260 Investments 2,72,300 Goodwill at cost 5,00,000 General Reserve 2,00,000 19,75,000 19,75,000 Wages and Salaries Outstanding 1,280 Stock on 31st March, 2012 Wines Cigarettes and Cigars, etc. 22,500 Foodstuffs 16,400 Depreciation : Furniture and Fittings @ 5% p.a. : Land and Building @ 2% p.a. The Equity capital on 1st April, 2011 stood at ` 7,20,000, that is 6,000 shares fully paid and 2,000 shares ` 60 paid. The directors made a call of ` 40 per share on 1st October 2011. A shareholder could not pay the call on 100 shares and his shares were then forfeited and reissued @ ` 90 per share as fully paid. The Directors propose a dividend of 8% on equity shares, transferring any amount that may be required from General Reserve. Ignore Taxation. Solution Profit and Loss Account of International Hotels Ltd. for the year ended 31st March, 2012 Particulars Notes Amount I. Revenue from operations 10 183,200 II. Other income (Discount received) 3,300 III. Total Revenue (I + II) 186,500 IV. Expenses: Cost of materials consumed 11 25,060 Purchases of Stock-in-Trade 12 45,800 Changes in inventories of finished goods work-in- progress and Stock-in-Trade 13 (9,700) Employee benefits expense 14 29,580 Other operating expenses 15 18,000 Selling and administrative expenses 16 14,200 Finance costs 17 12,000 Depreciation and amortization expense 18 21,315 Total expenses 156,255 2.64 © The Institute of Chartered Accountants of India Financial Statements of Companies V. Profit (Loss) for the period (III - IV) 30,245 Balance from previous year 41,500 Transfer from General Reserve 22,255 Less: Proposed Dividend 94,000 Profit (Loss) carried forward to Balance Sheet 0 Balance Sheet of International Hotels Ltd. as on 31st March, 2012 Rs. Particulars Note No Equity and Liabilities 1 Shareholders' funds 13,00,000 a Share capital 1 1,82,745 b Reserves and Surplus 2 2 Non-current liabilities 2,00,000 a Long-term borrowings 3 Other long term liabilities (Interest on 12,000 b debentures) 3 Current liabilities 43,280 a Trade Payables 4 94,000 b Short-term provisions 5 18,32,025 Total ASSETS 1 Non-current assets a Fixed assets 9,14,985 i Tangible assets 6 5,00,000 ii Intangible assets (Goodwill) 2,72,300 b Non-current investments 2 Current assets 38,900 a Inventories 7 19,260 b Trade receivables 78,580 c Cash and cash equivalents 8 8,000 d Other current assets 9 18,32,025 Total 2.65 © The Institute of Chartered Accountants of India Accounting Notes to accounts Rs. 1 Share Capital Equity share capital Authorised 10,00,000 10,000 Equity shares of Rs 100 each Issued & subscribed 8,00,000 8,000 Equity Shares of Rs. 100 each Preference share capital Authorised 5,00,000 5,000 6% Preference shares of Rs 100 each Issued & subscribed 5,00,000 5,000 6% Preference shares of Rs 100 each 13,00,000 Total 2 Reserves and Surplus 5,000 Capital reserve 2,00,000 General reserve (22,255) 1,77,745 Less : Amount used to pay dividend 1,82,745 Total 3 Long-term borrowings Secured 200,000 6% Debentures 200,000 Total 4 Trade Payables 42,000 Sundry Creditors 1,280 Wages and Salaries Outstanding 43,280 Total 5 Short-term provisions Proposed dividend 30,000 Preference Dividend 64,000 Equity Dividend 94,000 Total 2.66 © The Institute of Chartered Accountants of India Financial Statements of Companies 6 Tangible assets 8,50,000 Freehold land & Buildings (17,000) 8,33,000 Less: Depreciation 86,300 Furniture and Fittings (4,315) 81,985 Less: Depreciation 9,14,985 Total 7 Inventories 22,500 Wines, Cigarettes & Cigars, etc. 16,400 Foodstuffs 38,900 Total 8 Cash and cash equivalents 76,380 Cash at bank 2,200 Cash in hand 78,580 Total 9 Other current assets 8,000 Preliminary Expenses 8,000 Total 10 Revenue from operations Sale of products 68,400 Wines, Cigaretters, Cigars etc. 57,600 1,26,000 Food Sale of services 48,000 Room Rent 5,700 Billiards 2,800 Miscellaneous Receipts 700 57,200 Transfer fees 1,83,200 Total 11 Cost of materials consumed 5,260 Opening Stock 36,200 Add: Purchases during the year (16,400) 25,060 Less: Closing stock 25,060 Total 2.67 © The Institute of Chartered Accountants of India Accounting 12 Purchases of Stock-in-Trade Wines, Cigarettes etc. 45,800 Total 45,800 13 Changes in inventories of finished goods work-in- progress and Stock-in-Trade Wines, Cigarettes etc. Opening stock 12,800 Less: Closing Stock (22,500) (9,700) Total (9,700) 14 Employee benefits expense Wages and Salaries 28,300 Add: Wages and Salaries Outstanding 1,280 29,580 Total 29,580 15 Other operating expenses Rent, Rates and Taxes 8,900 Coal and Firewood 3,290 Laundry 750 Carriage and Cooliage 810 Repairs 4,250 Total 18,000 16 Selling and administrative expenses Advertising 8,360 Sundry Expenses 5,840 Total 14,200 17 Finance costs Interest on Debentures 12,000 Total 12,000 18 Depreciation and amortization expense Land and Buildings 17,000 Furniture & Fittings 4,315 21,315 Total 21,315 2.68 © The Institute of Chartered Accountants of India Financial Statements of Companies Illustration 7 From the following particulars furnished by Pioneer Ltd., prepare the Balance Sheet as at 31st March, 2012 as required by Part I, Schedule VI of the Companies Act. Give notes at the foot of the Balance Sheet as may be found necessary - Debit Credit ` ` Equity Capital (Face value of ` 100) 10,00,000 Calls in Arrears 1,000 Land 2,00,000 Building 3,50,000 Plant and Machinery 5,25,000 Furniture 50,000 General Reserve 2,10,000 Loan from State Financial Corporation 1,50,000 Stock : Finished Goods 2,00,000 Raw Materials 50,000 2,50,000 Provision for Taxation 68,000 Sundry Debtors 2,00,000 Advances 42,700 Proposed Dividend 60,000 Profit and Loss Account 1,00,000 Cash Balance 30,000 Cash at Bank 2,47,000 Preliminary Expenses 13,300 Loans (Unsecured) 1,21,000 Sundry Creditors (For Goods and Expenses) 2,00,000 19,09,000 19,09,000 The following additional information is also provided : (1) Miscellaneous expenses included ` 5,000 audit fees and ` 700 for out of pocket expenses paid to the auditors. (2) 2,000 equity shares were issued for consideration other than cash. (3) Debtors of ` 52,000 are due for more than six months. (4) The cost of assets: Building ` 4,00,000 Plant and Machinery ` 7,00,000 Furniture ` 62,500 2.69 © The Institute of Chartered Accountants of India Accounting (5) The balance of ` 1,50,000 in the loan account with State Finance Corporation is inclusive of ` 7,500 for interest accrued but not due. The loan is secured by hypothecation of the Plant and Machinery. (6) Balance at Bank includes ` 2,000 with Perfect Bank Ltd., which is not a Scheduled Bank. (7) Bills receivable for ` 2,75,000 maturing on 30th June, 2012 have been discounted. (8) The company had contract for the erection of machinery at ` 1,50,000 which is still incomplete. Solution : Pioneer Ltd. Balance Sheet as on 31st March, 2012 Rs. Particulars Notes Equity and Liabilities 1 Shareholders' funds 9,99,000 a Share capital 1 3,10,000 b Reserves and Surplus 2 2 Non-current liabilities 2,63,500 a Long-term borrowings 3 3 Current liabilities 2,00,000 a Trade Payables 7,500 b Other current liabilities 4 1,28,000 c Short-term provisions 5 19,08,000 Total Assets 1 Non-current assets a Fixed assets 11,25,000 Tangible assets 6 2 Current assets 2,50,000 a Inventories 7 2,00,000 b Trade receivables 8 2,77,000 c Cash and cash equivalents 9 42,700 d Short-term loans and advances 13,300 e Other current assets 10 19,08,000 Total 2.70 © The Institute of Chartered Accountants of India Financial Statements of Companies Notes to accounts Rs. 1 Share Capital Equity share capital Issued & subscribed & called up 10,000 Equity Shares of Rs. 100 each 10,00,000 (Of the above 2,000 shares have been issued for consideration other than cash) (1,000) 9,99,000 Less: Calls in arrears 9,99,000 Total 2 Reserves and Surplus 2,10,000 General Reserve 1,00,000 Surplus (Profit & Loss A/c) 3,10,000 Total 3 Long-term borrowings Secured Term Loans Financial Corporation 1,42,500 (Secured by hypothecation of Plant and Machinery) 1,21,000 Unsecured 2,63,500 Total 4 Other current liabilities 7,500 Interest accrued but not due on loans (SFC) 7,500 Total 5 Short-term provisions 68,000 Provision for taxation 60,000 Proposed Dividend 1,28,000 Total 6 Tangible assets 2,00,000 Land 4,00,000 Buildings (50,000) 3,50,000 Less: Depreciation 7,00,000 Plant & Machinery (1,75,000) 5,25,000 Less: Depreciation 2.71 © The Institute of Chartered Accountants of India Accounting 62,500 Furniture & Fittings (12,500) 50,000 Less: Depreciation 11,25,000 Total 7 Inventories 50,000 Raw Material 2,00,000 Finished goods 2,50,000 Total 8 Trade receivables 52,000 Debts outstanding for a period exceeding six months 1,48,000 Other Debts 2,00,000 Total 9 Cash and cash equivalents Cash at bank 2,45,000 with Scheduled Banks 2,000 2,47,000 with others (Perfect Bank Ltd.) 30,000 Cash in hand 2,77,000 Total 10 Other current assets 13,300 Preliminary expenses 13,300 Total Notes: (a) Estimated amount of contract remaining to be executed on capital account and not provided for ` 1,50,000.* (b) Bills receivable discounted maturing on 31st June, 2012 amount to ` 2,75,000. * It has been assumed that the company had given this contract for purchase of machinery. Summary 1. Meaning of Company has been defined in section 3 of companies act 1956 2. Books of accounts should be maintained at Registered office of company unless BOD otherwise decide. 3. In case of Branch office proper books should be kept at intervals of not more than 3 months. 2.72 © The Institute of Chartered Accountants of India Financial Statements of Companies 4. Proper books are not deemed to be kept if they do not provide a true and fair view of state of affairs of company. 5. A number of Statutory Books have been prescribed under Companies’ Act which is to be maintained along with statistical books to keep a record of all transactions. 6. Annual Return is to be filed by every company having a share capital within 60 days of holding AGM. 7. Final accounts include balance sheet and profit and loss account in case of entity carrying on business for profit and income and expenditure instead of profit and loss account in case of business not carrying on for profit. 8. They should give a true and fair view of state of affairs of company. 9. Balance sheet may be prepared either in horizontal form or vertical form where as no format is prescribed for profit and loss account. 10. Off lately presentation of final accounts is being done in a summarized form as per which figures of income and expenditure, assets and liabilities grouped under main heads are shown in the profit and loss account and the balance sheet and their details and other information requiring disclosure are also disclosed in summarized form. 11. Managerial Remuneration calculated as a percentage on profit and is governed by various sections of the Companies Act, 1956 and also Schedule XIII of the Companies Act, 1956. 12. Following things have been dealt with under various sections : (a) Overall maximum managerial remuneration payable (b) Managerial remuneration in case of absence or inadequacy of profits (c) Remuneration payable to whole-time directors and part-time directors (d) Ascertaining net profit of company (e) Remuneration of manager 13. Determining amount of profits available for distribution is an important function and depends on a number of factors, like their composition, the amount of provisions and appropriations that must be made out of them in priority, etc. 14. Capital cannot be returned to shareholders by way of dividend. 15. Appropriating a part of profits may be done as a result of decision of BOD or as per law. Though percentages have been prescribed but voluntary transfer in excess of that is permitted. 16. Dividend may be declared out of reserves subject to certain conditions. 17. Interest on capital may be paid in certain cases subject to approval of government 2.73 © The Institute of Chartered Accountants of India Accounting specially in projects involving long gestation period. 18. Part II of Schedule VI of the Companies Act prescribe the appropriations to be shown In the Profit and Loss Account of the year: which includes amounts provided for: (i) Repayment of share capital; and (ii) Repayment of loans [clause (vii)]. 19. Capital reserves include reserves which are not intended for distribution and include profit prior to incorporation, on sale of fixed assets profit on reissue of forfeited shares, credit balance in capital reduction account. In short only profits or a surplus of a capital nature can be credited to such a reserve. 20. Dividend implies distribution of divisible profit of a company among the members according to the number of shares held by each of them in the capital of the company and the rights attaching thereto. 21. Declaration is done in the annual general meeting on the basis of the recommendation of the Board of Directors. 22. Payment of interim dividend is done on basis of decision of BOD. 23. Holders of preference shares are entitled to receive a dividend at a fixed rate before any dividend is declared on equity shares. 24. Dividend on partly paid shares is done as per articles of company and in its absence as per table A 25. Payment must be done with within 30 days of declaration and separate provisions are applicable in case of non payment including penalty for non compliance with the given provisions 26. Dividend Distribution Tax is the amount charged on amount declared as dividend distributed or paid by such company by way of dividends (whether interim or otherwise) 27. It shall be treated as the final payment of tax on the dividends and no further credit therefore shall be claimed by the company or by any person in respect of the tax so paid. 28. As far as disclosure is concerned income tax and other taxation shall be separately shown 29. Dividend Distribution Tax liability is generally shown as below the line item should be recognized in the accounts of the same financial year in which the dividend concerned is recognized 30. Dividends cannot be declared except out of profits 31. Capital cannot be returned to the shareholders by way of dividend 2.74 © The Institute of Chartered Accountants of India Financial Statements of Companies Unit – 2 : Cash Flow Statement Learning Objectives After studying this unit, you will be able to: ♦ Define cash low statement as per AS 3 ♦ Differentiate operating, investing and financing activities ♦ Learn the various elements of cash and cash equivalents ♦ Prepare cash flow statement both by direct method and indirect method. 2.1 Introduction Accounting Standard 3, Cash Flow Statements, was issued in March, 2004. It is based on cash concept of profit Benefits: (a) Cash flow statement provides information about the changes in cash and cash equivalents of an enterprise. (b) identifies cash generated from trading operations (c) The operating cash surplus which can be applied for investment in fixed assets. (d) Portion of cash from operations is used to pay dividend and tax and the other portion is ploughed back. (e) Very useful tool of planning. Purpose: Cash flow statements are prepared to explain the cash movements between two points of time. Sources of Cash: 1. Issue of shares and debentures and raising long-term loan. 2. Sale of investments and other fixed assets. 3. Cash from operations. 4. Decrease in Cash. Applications of Cash 1. Redemption of preference shares and debentures and repayment of long-term loan. 2. Purchase of investments and other fixed assets. 3. Payment of tax. 2.75 © The Institute of Chartered Accountants of India Accounting 4. Payment of dividend. 5. Increase in cash. Increase in cash or decrease in cash is put in the applications and the sources respectively just to balance the cash flow statement. At this juncture students may note that in cash flow statement changes in all balance sheet items are to be taken into consideration separately for explaining movement of cash. 2.2 Elements of Cash Fund As per AS 3, issued by the Council of the ICAI, ‘Cash Funds’ include: (i) Cash in hand, (ii) Demand deposits with banks, and (iii) Cash equivalents. (a) Components (cid:190) Short term highly liquid investments that are readily convertible into known amounts of cash and which are subject to an insignificant risk of changes in value (cid:190) Securities with short maturity period of, say, three months or less from the date of acquisition (b) Objective (cid:190) Deploy, for a short period, idle cash required to meet short-term cash- commitments. (c) Examples (cid:190) Acquisition of preference shares, shortly before their specified redemption date, bank deposits with short maturity period, etc. Conclusion: Thus, cash flow statement deals with flow of cash funds but does not consider the movements among cash, bank balance payable on demand and investment of excess cash in cash equivalents. Examples are cash withdrawn from current account, cash deposited in bank for 60 days, etc. 2.3 Classification of Cash Flow Activities 1. Inflow of Activities Which increase cash 2. Outfow of Activities Decrease cash 3. In Short: provides explanation for changes in cash position of the business entity. 2.76 © The Institute of Chartered Accountants of India Financial Statements of Companies 4. As Per Accounting Standard 3 cash flows during the period are classified as (a) Operating Activities (b) Investing activities (c) Financing activities 2.3.1 Operating Activities 1. Definition These are the principal revenue generating activities of the enterprise. 2. Net Impact Net impact of operating activities on flow of cash is reported as ‘Cash flows from operating activities’ or ‘cash from operation’. 3. Key Indicator The amount of cash flows from operating activities is a key indicator of the extent to which the operations of the enterprises have generated sufficient cash flows to : (a) Maintain the operating capability of the enterprise, (b) Pay dividends, repay loans, and (c) Make new investments without recourse to external sources of financing. 4. Information Provided It provides useful information about internal financing. 5. Benefits Information about the specific components of historical operating cash flows is useful, in conjunction with other information, in forecasting future operating cash flows. 2.3.2 Investing activities 1. Definition These are the acquisition and disposal of long-term assets and other investments not included in cash equivalents. 2. Separate Disclosure The separate disclosure of cash flows arising from investing activities is important because the cash flows represent the : (a) Extent to which the expenditures have been made for resources intended to generate future incomes and cash flows. 2.3.3 Financing activities 1. Definition These are the activities that result in changes in the size and composition of the owner’s capital (including preference share capital) and borrowings of the enterprise. 2.77 © The Institute of Chartered Accountants of India Accounting 2. Separate Disclosure The separate disclosure of cash flows arising from financing activities is important because it is useful in predicting claims on future cash flows by providers of funds (both capital and borrowings) to the enterprise. 2.4 Calculation of Cash Flows from operating Activities 1. Components: Cash flows from operating activities result from the transactions and other events that enter into the determination of net profit or loss. 2. Examples (a) cash receipts from the sale of goods and the rendering of services; (b) cash receipt from fees, commission and other revenue; (c) cash payments to suppliers for goods; cash payments to employees and so on. 3. Methods An enterprise can determine cash flows from operating activities using either: (a) Direct Method The direct method, whereby major classes of gross cash receipts and gross cash payments are considered; or (b) Indirect Method the indirect method, whereby net profit or loss is adjusted for the effects of transactions of a non-cash nature, deferrals or accruals of past or future operating cash receipts or payments, and items of income or expense associated with investing or financing activities. 2.4.1 Direct Method 1. Information Required (a) Gross receipts and gross cash payments may be obtained from the accounting records to ascertain cash flows from operating activities. (b) For example, (i) information about cash received from debtors, (ii) payment to creditors, cash expenses etc., which may be obtained by an analysis of cash book. (c) In actual practice, the relevant information is obtained by adjusting sales, cost of sales and other items in the profit and loss accounts for: (cid:190) Changes during the period in inventories and operating receivables and payables; 2.78 © The Institute of Chartered Accountants of India Financial Statements of Companies (cid:190) Other non-cash items such as depreciation on fixed assets, goodwill written off, preliminary expenses written off, loss or gain on sale of fixed assets etc.; and (cid:190) Other items for which the cash effects are investing or financing cash flows. Examples are interest received and paid, dividend received and paid etc., which are related to financing or investing activities and are shown separately in the cash flow statement. (cid:190) This procedure of computation of cash flows from operating activities is also known as income statement method. 2. The direct method provides information which may be useful in estimating future cash flows and which is not available under the indirect method and is, therefore, considered more appropriate than the indirect method. 3. However, indirect method of determining the cash from operating activities is more popular in actual practice. 2.4.2 Indirect Method 1. Method of Determination Under the indirect method, the net cash from operating activities is determined by adjusting net profit or loss instead of individual items appearing in the profit and loss account. Net profit or loss is also adjusted for the effect of: (a) changes during the period in inventories and operating receivables and payables; (b) non-cash items such as depreciation; and (c) all other items for which the cash effects are financing or investing cash flows. (d) The indirect method is also known as ‘reconciliation method’. 2.4.3 Conclusion 1. It is worth noting that both direct and indirect methods adjust current assets and current liabilities related to operating activities to determine cash from operating activities. 2. But direct method adjust individual items of profit and loss account and indirect method adjusts overall net profit (or loss) to determine cash from operation. 3. Therefore, indirect method fails to provide break-up of cash from operations. 2.79 © The Institute of Chartered Accountants of India Accounting Proforma of ‘Cash Flow from Operating Activities’ by indirect method ` Net Profit for the year - Add: Non-Cash Expenses: - Depreciation - Share Discount Written off - Loss on Sale of Assets - Provision for taxation, etc. - Less: Non-Cash Incomes: Profit on Sale of Assets - Net Profit after Adjustment for Non-Cash Items (-) Cash from operation = Net Profit (after adjustment for Non-cash Items) - Increase in Current Assets + Decrease in Current Asset + Increase in Current Liabilities - Decrease in Current Liability 2.5 Calculation of Cash Flows from Investing Activities 1. These activities are related to the acquisition and disposal of long-term assets, non- operating current assets and investments which results in outflow of cash. 2. Disposal of the aforesaid assets results in inflow of cash. 3. Thus, inflows and outflows related to acquisition and disposal of assets, other than those related to operating activities, are shown under this category 2.6 Calculation of Cash Flows from Financing Activities 1. These activities are basically related to the changes in capital and borrowing of the enterprise which affect flow of cash. 2. Redemption of shares and repayment of borrowings results in outflow of cash. 3. Thus inflows and outflows related to the amount of capital and borrowings of the enterprise are shown under this head. Students are advised to refer full text of revised Accounting Standard on Cash Flow Statements (AS 3) for the better understanding of the chapter. Illustration 1 The following summary cash account has been extracted from the company’s accounting records: 2.80 © The Institute of Chartered Accountants of India Financial Statements of Companies Summary Cash Account (` ’000) Balance at l.1.2010 35 Receipts from customers 2,783 Issue of shares 300 Sale of fixed assets 128 3,246 Payments to suppliers 2,047 Payments for fixed assets 230 Payments for overheads 115 Wages and salaries 69 Taxation 243 Dividends 80 Repayments of bank loan 250 (3,034) Balance at 31.12.2010 212 Prepare Cash Flow Statement of this company Hills Ltd. for the year ended 31st December 2010 in accordance with AS-3 (Revised). The company does not have any cash equivalents. Solution Hills Ltd. Cash Flow Statement for the year ended 31st December 2010 (Using direct method) (` ’000) Cash flows from operating activities Cash receipts from customers 2,783 Cash payments to suppliers (2,047) Cash paid to employees (69) Other cash payments (for overheads) (115) Cash generated from operations 552 Income taxes paid (243) Net cash from operating activities 309 Cash flows from investing activities Payments for purchase of fixed assets (230) Proceeds from sale of fixed assets 128 Net cash used in investing activities (102) Cash flows from financing activities Proceeds from issuance of share capital 300 2.81 © The Institute of Chartered Accountants of India Accounting Bank loan repaid (250) Dividend paid (80) Net cash used in financing activities (30) Net increase in cash and cash equivalents 177 Cash and cash equivalents at beginning of period 35 Cash and cash equivalents at end of period 212 The solution given in above illustration has been prepared using simply the summarised cash account. To team the technique of preparing Cash Flow Statement from comparative balance sheets and profit and loss account, the above illustration has been expanded by giving following further detailed information extracted from the records of Hills Ltd. Illustration 2 The following data were provided by the accounting records of Ryan Ltd. at year-end, March 31, 2010: Income Statement ` Sales 6,98,000 Cost of Goods Sold (5,20,000) Gross Margin 1,78,000 Operating Expenses (including Depreciation Expense of ` 37,000) (1,47,000) 31,000 Other Income (Expenses) Interest Expense paid (23,000) Interest Income received 6,000 Gain on Sale of Investments 12,000 Loss on Sale of Plant (3,000) (8,000) 23,000 Income tax (7,000) 16,000 Comparative Balance Sheets ` 31st March 31st March 2010 2009 Assets 7,15,000 5,05,000 Plant Assets (1,03,000) (68,000) Less: Accumulated Depreciation 6,12,000 4,37,000 Investments (Long term) 1,15,000 1,27,000 2.82 © The Institute of Chartered Accountants of India Financial Statements of Companies Current Assets: 1,44,000 1,10,000 Inventory 47,000 55,000 Accounts Receivable 46,000 15,000 Cash 1,000 5,000 Prepaid Expenses 9,65,000 7,49,000 Liabilities Share Capital 4,65,000 3,15,000 Reserves and Surplus 1,40,000 1,32,000 Bonds 2,95,000 2,45,000 Current Liabilities: Accounts Payable 50,000 43,000 Accrued Liabilities 12,000 9,000 income Taxes Payable 3,000 5,000 9,65,000 7,49,000 Analysis of selected accounts and transactions during 2009-2010 1. Purchased investments for ` 78,000 2. Sold investments for ` 1,02,000. These investments cost ` 90,000 3. Purchased plant assets for ` 1,20,000 4. Sold plant assets that cost ` 10,000 with accumulated depreciation of ` 2,000 for ` 5,000. 5. Issued ` 1,00,000 of bonds at face value in an exchange for plant assets on 31st March, 2010 6. Repaid ` 50,000 of bonds at face value at maturity. 7. Issued 15,000 shares of ` 10 each. 8. Paid cash dividends ` 8,000. Prepare Cash Flow Statement as per AS-3 (Revised), using indirect method. Solution Ryan Ltd. Cash Flow Statement for the year ending 31st March, 2010 ` ` Cash flows from operating activities Net profit before taxation 23,000 Adjustments for: Depreciation 37,000 Gain on sale of investments (12,000) Loss on sale of plant assets 3,000 2.83 © The Institute of Chartered Accountants of India Accounting Interest expense 23,000 Interest income (6,000) Operating profit before working capital changes 68,000 Decrease in accounts receivable 8,000 Increase in inventory (34,000) Decrease in prepaid expenses 4,000 Increase in accounts payable 7,000 Increase in accrued liabilities 3,000 Cash generated from operations 56,000 Income taxes paid* (9,000) Net cash from operating activities 47,000 Cash flows from investing activities Purchase of plant assets (1,20,000) Sale of plant assets 5,000 Purchase of investments (78,000) Sale of investments 1,02,000 Interest received 6,000 Net cash used in investing activities (85,000) Cash flows from financing activities Proceeds from issuance of share capital 1,50,000 Repayment of bonds (50,000) Interest paid (23,000) Dividends paid (8,000) Net cash from financing activities 69,000 Net increase in cash (and cash equivalents) 31,000 Cash (and cash equivalents) at beginning of period 15,000 Cash (and cash equivalents) at end of period 46,000 *Working Note: ` Income taxes paid: Income tax expense for the year 7,000 Add: Income tax liability at the beginning of the year 5,000 12,000 Less: Income tax liability at the end of the year 3,000 9,000 2.84 © The Institute of Chartered Accountants of India Financial Statements of Companies Illustration 3 The balance sheets of Sun Ltd. for the years ended 31st March 2010 and 2009 were summarised thus: 2010 2009 ` ` Equity Share Capital 60,000 50,000 Reserves: Profit and Loss Account 5,000 4,000 Current Liabilities: Creditors 4,000 2,500 Taxation 1,500 1,000 Proposed dividends 2,000 1,000 72,500 58,500 Fixed Assets (at w.d.v.) Premises 10,000 10,000 Fixtures 17,000 11,000 Vehicles 12,500 8,000 Short-term investments 2,000 1,000 Current Assets Stock 17,000 14,000 Debtors 8,000 6,000 Bank and Cash 6,000 8,500 72,500 58,500 and the profit and loss account for the year ended 31st March, 2010 disclosed ` Profit before tax 4,500 Taxation (1,500) Profit after tax 3,000 Proposed dividends (2,000) Retained profit 1,000 Further information is available: Vehicles Fixtures ` ` Depreciation for year 1,000 2,500 Disposals: Proceeds on disposal — 1,700 Written down value — (1,000) Profit on disposal 700 Prepare a Cash Flow Statement for the year ended 31st March, 2010. 2.85 © The Institute of Chartered Accountants of India Accounting Solution Sun Ltd. Cash Flow Statement for the year ended 31st March, 2010 ` ` Cash flows from operating activities Net Profit before taxation 4,500 Adjustments for: Depreciation 3,500 Profit on sale of vehicles (700) Operating profit before working capital changes 7,300 increase in sundry debtors (2,000) Increase in inventories (3,000) Increase in sundry creditors 1,500 Cash generated from operations 3,800 Income taxes paid (1,000) Net cash from operating activities 2,800 Cash flows from investing activities Sale of vehicles 1,700 Purchase of vehicles (8,000) Purchase of fixtures (7,000) Net cash used in investing activities (13,300) Cash flows from financing activities Issue of shares for cash 10,000 Dividends paid (1,000) Net cash from financing activities 9,000 Net decrease in cash and cash equivalents 1,500 Cash and cash equivalents at beginning of period (See Note 1) 9,500 Cash and cash equivalents at end of period (See Note 1) 8,000 Note to the Cash Flow Statement Cash and Cash Equivalents 31.3.2010 31.3.2009 Bank and Cash 6,000 8,500 Short-term investments 2,000 1,000 Cash and cash equivalents 8,000 9,500 2.86 © The Institute of Chartered Accountants of India Financial Statements of Companies Working Notes: ` 1. Income taxes paid Income tax expense for the year 1,500 Add: Income tax liability at the beginning of the year 1,000 2,500 Less: Income tax liability at the end of the year 1,500 1,000 2. Dividend paid Proposed dividend for the year 2,000 Add: Amount payable at the beginning of the year 1,000 3,000 Less: Amount payable at the end of the year 2,000 1,000 3. Fixed assets acquisitions Fixtures Vehicles ` ` W.D.V. at 31.3.2010 17,000 12,500 Add back: Depreciation for the year 1,000 2,500 Disposals — 1,000 18,000 16,000 Less: W.D.V. at 31.12.2009 11,000 8,000 Acquisitions during 2009-2010 7,000 8,000 Illustration 4 Ms. Jyoti of Star Oils Limited has collected the following information for the preparation of cash flow statement for the year 2010 : (` in Lakhs) Net Profit 25,000 Dividend (including dividend tax) paid 8,535 Provision for Income tax 5,000 Income tax paid during the year 4,248 Loss on sale of assets (net) 40 Book value of the assets sold 185 2.87 © The Institute of Chartered Accountants of India Accounting Depreciation charged to Profit & Loss Account 20,000 Amortisation of Capital grant 6 Profit on sale of Investments 100 Carrying amount of Investment sold 27,765 Interest income on investments 2,506 Interest expenses of the year 10,000 Interest paid during the year 10,520 Increase in Working Capital (excluding Cash & Bank Balance) 56,075 Purchase of fixed assets 14,560 Investment in joint venture 3,850 Expenditure on construction work in progress 34,740 Proceeds from calls in arrear 2 Receipt of grant for capital projects 12 Proceeds from long-term borrowings 25,980 Proceeds from short-term borrowings 20,575 Opening cash and Bank balance 5,003 Closing cash and Bank balance 6,988 Required : Prepare the Cash Flow Statement for the year 2010 in accordance with AS 3, Cash Flow Statements issued by the Institute of Chartered Accountants of India. (make necessary assumptions). Solution Star Oils Limited Cash Flow Statement for the year ended 31st December, 2010 (` in lakhs) Cash flows from operating activities Net profit before taxation (25,000 + 5,000) 30,000 Adjustments for : Depreciation 20,000 Loss on sale of assets (Net) 40 Amortisation of capital grant (6) Profit on sale of investments (100) Interest income on investments (2,506) Interest expenses 10,000 Operating profit before working capital changes 57,428 Changes in working capital (Excluding cash and bank balance) (56,075) 2.88 © The Institute of Chartered Accountants of India Financial Statements of Companies Cash generated from operations 1,353 Income taxes paid (4,248) Net cash used in operating activities (2,895) Cash flows from investing activities Sale of assets 145 Sale of investments (27,765 + 100) 27,865 Interest income on investments 2,506 Purchase of fixed assets (14,560) Investment in joint venture (3,850) Expenditure on construction work-in progress (34,740) Net cash used in investing activities (22,634) Cash flows from financing activities Proceeds from calls in arrear 2 Receipts of grant for capital projects 12 Proceeds from long-term borrowings 25,980 Proceed from short-term borrowings 20,575 Interest paid (10,520) Dividend (including dividend tax) paid (8,535) 27,514 Net increase in cash and cash equivalents 1,985 Cash and cash equivalents at the beginning of the period 5,003 Cash and cash equivalents at the end of the period 6,988 Working note : Book value of the assets sold 185 Less : Loss on sale of assets 40 Proceeds on sale 145 Assumption : Interest income on investments ` 2,506 has been received during the year. Illustration 5 From the following Summary Cash Account of X Ltd. prepare Cash Flow Statement for the year ended 31st March, 2010 in accordance with AS 3 (Revised) using the direct method. The company does not have any cash equivalents. Summary Cash Account for the year ended 31.3.2010 ` ’000 ` ’000 Balance on 1.4.2009 50 Payment to Suppliers 2,000 Issue of Equity Shares 300 Purchase of Fixed Assets 200 Receipts from Customers 2,800 Overhead expense 200 2.89 © The Institute of Chartered Accountants of India Accounting Sale of Fixed Assets 100 Wages and Salaries 100 Taxation 250 Dividend 50 Repayment of Bank Loan 300 Balance on 31.3.2010 150 3,250 3,250 Solution X Ltd. Cash Flow Statement for the year ended 31st March, 2010 (Using direct method) ` ’000 ` ’000 Cash flows from operating activities Cash receipts from customers 2,800 Cash payments to suppliers (2,000) Cash paid to employees (100) Cash payments for overheads (200) Cash generated from operations 500 Income tax paid (250) Net cash from operating activities 250 Cash flows from investing activities Payments for purchase of fixed assets (200) Proceeds from sale of fixed assets 100 Net cash used in investing activities (100) Cash flows from financing activities Proceeds from issuance of equity shares 300 Bank loan repaid (300) Dividend paid (50) Net cash used in financing activities (50) Net increase in cash 100 Cash at beginning of the period 50 Cash at end of the period 150 Illustration 6 Given below is Profit and Loss Account of ABC Ltd. and relevant Balance Sheet information: 2.90 © The Institute of Chartered Accountants of India Financial Statements of Companies Profit and Loss Account of ABC Ltd. for the year ended 31st December, 2010 ` in lakhs Revenue: Sales 4,150 Interest and dividend 100 Stock adjustment 20 Total (A) 4,270 Expenditure: Purchases 2,400 Wages and salaries 800 Other expenses 200 Interest 60 Depreciation 100 Total (B) 3,560 Profit before tax (A – B) 710 Tax provision 200 Profit after tax 510 Balance of Profit and Loss account brought forward 50 Profit available for distribution (C) 560 Appropriations: Transfer to general reserve 200 Proposed dividend 300 Distribution tax 30 Total (D) 530 Balance (C – D) 30 Relevant Balance Sheet information 31.12.2010 31.12.2009 ` in lakhs ` in lakhs Debtors 400 250 Inventories 200 180 Creditors 250 230 Outstanding wages 50 40 Outstanding expenses 20 10 Advance tax 195 180 Tax provision 200 180 Assessed tax liability Compute cash flow from operating activities using both direct and indirect method. 2.91 © The Institute of Chartered Accountants of India Accounting Solution By direct method Computation of Cash Flow from Operating Activities ` ` Cash Receipts: Cash sales and collection from debtors Sales + Opening debtors – Closing debtors (A) 4,150 + 250 − 400 4,000 Cash payments: Cash purchases & payment to creditors Purchases + Opening creditors – Closing creditors 2,400 + 230 − 250 2,380 Wages and salaries paid 800 + 40 − 50 790 Cash expenses 200 + 10 – 20 190 Taxes paid – Advance tax 195 (B) 3,555 Cash flow from operating activities (A – B) 445 By indirect method Profit before tax 710 Add: Non-cash items : Depreciation 100 Add: Interest : Financing cash outflow 60 Less: Interest and Dividend : Investment cash inflow (100) Less: Tax paid (195) Working capital adjustments Debtors 250−400 (−150) Inventories 180−200 (−20) Creditors 250−230 20 Outstanding wages 50−40 10 Outstanding expenses 20−10 10 (130) Cash flow from operating activities 445 Summary • Dealt under AS 3 • Based on cash concept of profit • Benefits include providing information relating to changes in cash and cash equivalents of an enterprise. 2.92 © The Institute of Chartered Accountants of India Financial Statements of Companies • Useful tool of planning • Cash funds include : (a) Cash in hand (b) Demand deposits with banks (c) Cash equivalents • Cash flow activities may be classified as inflow and outflow but as per AS-3 they are classified as Operating Activities, Investing activities, Financing activities • Operating activities are principal revenue generating activities • Investing Activities relate to acquisition and disposal of long-term assets and other investments • Financing Activities include the ones which result in changes in the size and composition of the owner’s capital (including preference share capital) and borrowings of the enterprise. • Methods to calculate cash flow from operating activities include: (a) Direct Method (b) Indirect Method also known as reconciliation method • In order to calculate cash flow from investing activities inflows and outflows related to acquisition and disposal of assets, other than those related to operating activities, are shown under this category • In order to calculate cash flow from financing activities inflows and outflows related to the amount of capital and borrowings of the enterprise are shown under this head 2.93 © The Institute of Chartered Accountants of India
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